Cathie Joughin, financial advisor Los Angeles CA
93 score

Cathie Joughin

CRD Number: 1044884
Current Firm: Wedbush Securities Inc.

Cathie Joughin (CRD# 1044884) is an Investment Advisor Representative working at Wedbush Securities Inc. in Los Angeles, CA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Wedbush Morgan Securities Glendale, CA Jun 2001 - Current 15
Shearson Bakersfield, CA Nov 1987 - Current 29
Self Employed Rancher Bakersfield, CA Oct 1972 - Current 44
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1982
S65 NASAA Investment Advisors Law Examination Nov 2001
Contact Info for Cathie A. Joughin
Phone Number: 213-688-8000
Firm Website: http://www.wedbush.com
Registered State(s):
  • CA
  • NC
By the Numbers
  • Total Assets Under Management
    1,254
    MILLIONS
  • Total Number of Accounts
    4,156
    ACCOUNTS
  • Average Account Value
    $301,643
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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