Chong Shim (CRD# 6060793) is an Investment Advisor Representative working at Ameritas Advisory Services, LLC in Los Angeles, CA and has over 11 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6232434
Bluepoint Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameritas Advisory Services, LLC | Lincoln, NE | Nov 2021 - Current | 2 |
| Ameritas Life Insurance Corp | Lincoln, NE | Sep 2021 - Current | 2 |
| Ameritas Investment Company, LLC | Lincoln, NE | Sep 2021 - Current | 2 |
| Emp Financial | Los Angeles, CA | Aug 2021 - Current | 2 |
| Emp Financial Network, Inc. | Los Angeles, CA | Jul 2021 - Current | 2 |
| Prudential Insurance Company Of America | Los Angles, CA | Aug 2018 - Jul 2021 | 2 |
| Pruco Securites, LLC | Los Angeles, CA | Aug 2018 - Jul 2021 | 2 |
| Nylife Securities LLC | Oxnard, CA | May 2016 - Aug 2018 | 2 |
| New York Life Insurance Company | Oxnard, CA | Mar 2016 - Aug 2018 | 2 |
| Axa Advisors, LLC | New York, NY | May 2012 - Mar 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2012 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2012 |
- CA
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Total Assets Under Management10,289MILLIONS
-
Total Number of Accounts39,033ACCOUNTS
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Average Account Value$263,605
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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