Christopher Locicero (CRD# 2315725) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 28 years of experience in the finance industry.
CRD# 1690782
J.p. Morgan Securities LLC
CRD# 5575170
Edward Jones
CRD# 5870573
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Imperial Capital, LLC | New York, NY | Jun 2014 - Current | 9 |
Collins Stewart LLC | New York, NY | Apr 2008 - Current | 15 |
Canaccord Genuity Inc. | New York, NY | Mar 2012 - Jun 2014 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Mar 1996 |
S65 | NASAA Investment Advisors Law Examination | Jul 2014 |
- CA
-
Total Assets Under Management394MILLIONS
-
Total Number of Accounts3ACCOUNTS
-
Average Account Value$131,247,874
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Performance-based fees
- Other
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
CA, FL
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