Christopher Swaine, financial advisor Los Angeles CA
93 score

Christopher Swaine

CRD Number: 5469134
Current Firm: Coastal Bridge Advisors

Christopher Swaine (CRD# 5469134) is an Investment Advisor Representative working at Coastal Bridge Advisors in Los Angeles, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Llbh Private Wealth Management, LLC Los Angeles, CA Mar 2017 - Current 1
E*trade Securities LLC Los Angeles, CA Jan 2016 - Feb 2017 1
E*trade Capital Management LLC Los Angeles, CA Jan 2016 - Feb 2017 1
Td Ameritrade Chicago, IL Jul 2012 - Jan 2016 3
Fidelity Investments Naperville, IL Jan 2012 - Jul 2012 < 1
Oppenheimer & Company Inc. Chicago, IL Dec 2007 - Jan 2012 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2008
S65 NASAA Investment Advisors Law Examination Mar 2009
Contact Info for Christopher L. Swaine
Phone Number: 203-683-1530
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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