Cole Brownell (CRD# 6645548) is an Investment Advisor Representative working at Seia in Los Angeles, CA and has over 5 years of experience in the finance industry. Cole Brownell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ses Inc. | Los Angeles, CA | Aug 2023 - Current | < 1 |
| Seia LLC | Los Angeles, CA | Mar 2019 - Current | 5 |
| Royal Alliance | Los Angeles, CA | Mar 2019 - Aug 2023 | 4 |
| Agoura's Famous Deli | Agoura Hills, CA | Feb 2015 - Mar 2019 | 4 |
| Mml Investors Services, LLC | Westlake Villiage, CA | Feb 2018 - Oct 2018 | < 1 |
| Massmutual Life Insurance Company | Westlake Villiage, CA | Oct 2017 - Oct 2018 | 1 |
| Farfalla Trattoria | Westlake Village, CA | Feb 2016 - May 2017 | 1 |
| World Financial Group | Westlake Village, CA | Nov 2014 - Nov 2016 | 2 |
| Event Essentials | Newbury Park, CA | Jan 2013 - Jul 2015 | 2 |
| Cutco Cutlery/vector Marketing | Northridge, CA | Jan 2012 - Sep 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management14,212MILLIONS
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Total Number of Accounts18,483ACCOUNTS
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Average Account Value$768,896
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