Daniel FloresCRD Number: 5075651
Current Firm: Wells Fargo Clearing Services, LLC
Daniel Flores (CRD# 5075651) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Los Angeles, CA and has over 7 years of experience in the finance industry.
Awm Capital, LLC
Wedbush Securities Inc.
Virtue Capital Management, LLC
|Wells Fargo Clearing Services, LLC||Los Angeles, CA||Apr 2020 - Current||1|
|Jp Morgan Securities LLC||Beverly Hills, CA||Nov 2017 - Apr 2020||2|
|Northwestern Mutual - Suneel Garg||Los Angeles, CA||May 2017 - Nov 2017||< 1|
|Northwestern Mutual - Brandon Matloff||Los Angeles, CA||May 2017 - Nov 2017||< 1|
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2017 - Nov 2017||< 1|
|Northwestern Mutual Investment Services LLC||Los Angeles, CA||Nov 2016 - Nov 2017||1|
|Northwestern Mutual - Mitchell Beer||Woodland Hls, CA||Nov 2016 - May 2017||< 1|
|Unemployed||Glendale, CA||Oct 2016 - Nov 2016||< 1|
|Argosy Wealth Management||Los Angeles, CA||Aug 2016 - Sep 2016||< 1|
|Unemployed||Glendale, CA||Jun 2016 - Aug 2016||< 1|
|Northwestern Mutual Investment Services LLC||Los Angeles, CA||Apr 2013 - Jun 2016||3|
|Northwestern Mutual - David Katz||Los Angeles, CA||Jan 2013 - Jun 2016||3|
|Northwestern Mutual - Salim Admon||Los Angeles, CA||Jan 2013 - Nov 2014||1|
|Unemployed||Ontario, CA||Dec 2012 - Jan 2013||< 1|
|Canterbury Consulting||Newport Beach, CA||Jun 2012 - Nov 2012||< 1|
|Unemployed||Ontario, CA||Sep 2011 - May 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2014|
|S65||NASAA Investment Advisors Law Examination||Sep 2016|
Total Assets Under Management568,760MILLIONS
Total Number of Accounts1,434,300ACCOUNTS
Average Account Value$396,542
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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