Daniel Flores, financial advisor Los Angeles CA

Daniel Flores

CRD Number: 5075651
Current Firm: Wells Fargo Clearing Services, LLC

Daniel Flores (CRD# 5075651) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Los Angeles, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Los Angeles, CA Apr 2020 - Current 1
Jp Morgan Securities LLC Beverly Hills, CA Nov 2017 - Apr 2020 2
Northwestern Mutual - Suneel Garg Los Angeles, CA May 2017 - Nov 2017 < 1
Northwestern Mutual - Brandon Matloff Los Angeles, CA May 2017 - Nov 2017 < 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2017 - Nov 2017 < 1
Northwestern Mutual Investment Services LLC Los Angeles, CA Nov 2016 - Nov 2017 1
Northwestern Mutual - Mitchell Beer Woodland Hls, CA Nov 2016 - May 2017 < 1
Unemployed Glendale, CA Oct 2016 - Nov 2016 < 1
Argosy Wealth Management Los Angeles, CA Aug 2016 - Sep 2016 < 1
Unemployed Glendale, CA Jun 2016 - Aug 2016 < 1
Northwestern Mutual Investment Services LLC Los Angeles, CA Apr 2013 - Jun 2016 3
Northwestern Mutual - David Katz Los Angeles, CA Jan 2013 - Jun 2016 3
Northwestern Mutual - Salim Admon Los Angeles, CA Jan 2013 - Nov 2014 1
Unemployed Ontario, CA Dec 2012 - Jan 2013 < 1
Canterbury Consulting Newport Beach, CA Jun 2012 - Nov 2012 < 1
Unemployed Ontario, CA Sep 2011 - May 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2014
S65 NASAA Investment Advisors Law Examination Sep 2016
Contact Info for Daniel A. Flores
Phone Number: 314-875-3000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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