David Ballantine, financial advisor Los Angeles CA
93 score

David Ballantine

CRD Number: 1392903
Current Firm: Payden & Rygel

David Ballantine (CRD# 1392903) is an Investment Advisor Representative working at Payden & Rygel in Los Angeles, CA and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Payden & Rygel Distributors Los Angeles, CA Jan 1994 - Current 22
#ia Payden & Rygel La, CA Jan 1991 - Current 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1993
S65 NASAA Investment Advisors Law Examination Sep 1993
Contact Info for David P. Ballantine
Phone Number: 213-625-1900
Firm Website: http://www.payden.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    95,300
    MILLIONS
  • Total Number of Accounts
    373
    ACCOUNTS
  • Average Account Value
    $255,495,979
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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