Dory Alvarenga, financial advisor Los Angeles CA

Dory Alvarenga

CRD Number: 4521975
Current Firm: D.a. Davidson & Company

Dory Alvarenga (CRD# 4521975) is an Investment Advisor Representative working at D.a. Davidson & Company in Los Angeles, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
D.a. Davidson & Company Los Angeles, CA Dec 2019 - Current 1
Unemployed Chino, CA Nov 2019 - Dec 2019 < 1
Sagepoint Financial, Inc. Carlsbad, CA Apr 2019 - Oct 2019 < 1
Zeman Global Selections La Jolla, CA Oct 2018 - Apr 2019 < 1
Morgan Stanley Smith Barney Pasadena, CA Jul 1994 - Aug 2018 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2004
S66 NASAA Uniform Combined State Law Examination Mar 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Dory L. Alvarenga
Phone Number: 406-727-4200
Firm Website: http://www.dadco.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    20,661
    MILLIONS
  • Total Number of Accounts
    62,436
    ACCOUNTS
  • Average Account Value
    $330,909
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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