Ellis Balsam (CRD# 5860301) is an Investment Advisor Representative working at Carter & Balsam Advisers in Los Angeles, CA and has over 15 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Carter & Balsam Advisers Formerly John R Carter Corporation | Los Angeles, CA | Oct 2010 - Current | 13 |
| Carter & Balsam Cpas | Los Angeles, CA | Apr 2001 - Current | 23 |
| Skyline Financial Corp | Calabasas, CA | Sep 2010 - Sep 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2009 |
- CA
- TX
-
Total Assets Under Management13MILLIONS
-
Total Number of Accounts7ACCOUNTS
-
Average Account Value$1,907,180
- A percentage of assets under your management
- Other
- Portfolio management for individuals and/or small businesses
- Other
CA, TX
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