George Wheeler, financial advisor Los Angeles CA
73 score

George Wheeler

CRD Number: 1141410
Current Firm: Lpl Financial LLC

George Wheeler (CRD# 1141410) is an Investment Advisor Representative working at Lpl Financial LLC in Los Angeles, CA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Los Angeles, CA Jan 1995 - Current 21
C-21/bayshire Realty Los Angeles, CA Jun 1981 - Current 35
Prism Financial Resources Los Angeles, CA Jul 1998 - Apr 2011 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for George J. Wheeler
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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