Graham Rowe (CRD# 406092) is an Investment Advisor Representative working at Select Capital Management, Inc. in Los Angeles, CA and has over 44 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Western International Securities, Inc. | Pasadena, CA | Aug 2017 - Current | 6 |
| Select Capital Management, Inc. | Los Angeles, CA | Sep 1988 - Current | 35 |
| Financial West Group | Westlake Village, CA | Jun 2012 - Aug 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1979 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1993 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- NY
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Total Assets Under Management17MILLIONS
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Total Number of Accounts43ACCOUNTS
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Average Account Value$393,028
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
CA, NY
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