Hung Ly, financial advisor Los Angeles CA
93 score

Hung Ly

CRD Number: 5500875
Current Firm: Wells Fargo Advisors, LLC

Hung Ly (CRD# 5500875) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Los Angeles, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Los Angeles, CA Oct 2014 - Current 2
Oppenheimer & Company Inc. Los Angeles, CA Nov 2009 - Oct 2014 4
Wachovia Securities LLC Sherman Oaks, CA Aug 2008 - Nov 2009 1
Ameriprise Financial Services, Inc. Long Beach, CA Jun 2008 - Aug 2008 < 1
Oppenheimer & Company Inc. Los Angeles, CA Feb 2008 - May 2008 < 1
Countrywide Burbank, CA Dec 2003 - Feb 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Hung B. Ly
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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