Jack JohnsonCRD Number: 1861254
Current Firm: Wedbush Securities Inc.
Jack Johnson (CRD# 1861254) is an Investment Advisor Representative working at Wedbush Securities Inc. in Los Angeles, CA and has over 29 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Wedbush Securities Inc.||Los Angeles, CA||Oct 2015 - Current||2|
|Rbc Capital Markets, LLC||Pasadena, CA||Sep 2013 - Oct 2015||2|
|Morgan Stanley Smith Barney||Los Angeles, CA||Jun 2009 - Aug 2013||4|
|Citigroup Global Markets Inc.||Los Angeles, CA||Jun 1988 - Aug 2013||25|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1988|
|S65||NASAA Investment Advisors Law Examination||Nov 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Regulatory Event
Total Assets Under Management1,254MILLIONS
Total Number of Accounts4,156ACCOUNTS
Average Account Value$301,643
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VI, VT, WA, WI, WV
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