James GiordanoCRD Number: 3021006
Current Firm: Ubs Financial Services Inc.
James Giordano (CRD# 3021006) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Angeles, CA and has over 19 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Ubs Financial Services Inc.||Los Angeles, CA||Aug 2002 - Current||15|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 1998|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops