James Padilla, financial advisor Los Angeles CA
89 score

James Padilla

CRD Number: 6147378
Current Firm: Mml Investors Services, LLC

James Padilla (CRD# 6147378) is an Investment Advisor Representative working at Mml Investors Services, LLC in Los Angeles, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services- Los Angeles, CA Oct 2015 - Current 1
Mass Mutual Life Insurance Company Los Angeles, CA Aug 2015 - Current 1
Bank Of America, N.a. Pasadena, CA Sep 2014 - Aug 2015 < 1
Merrill Lynch, Pierce, Fenner And Smith Incorporated Pasadena, CA Apr 2014 - Aug 2015 1
Wells Fargo Advisors Los Angeles, CA Jul 2013 - Apr 2014 < 1
Merrill Lynch Los Angeles, CA Dec 2012 - Jun 2013 < 1
Merrill Lynch Via Rose International Pasadena, CA Jun 2012 - Dec 2012 < 1
Donor Services Group Hollywood, CA Dec 2011 - Jun 2012 < 1
Artswest Playhouse Seattle, WA Aug 2011 - Dec 2011 < 1
Village Theatre Issaquah, WA Jun 2011 - Aug 2011 < 1
Adt Homestar Security Seattle, WA Aug 2010 - Jun 2011 < 1
24 Hour Fitness Shoreline, WA Feb 2010 - Aug 2010 < 1
Blue C Sushi Seattle, WA Jan 2009 - Feb 2010 1
California Pizza Kitchen Seattle, WA May 2008 - Jan 2009 < 1
Sakura Japanese Steakhouse Burlington, WA Dec 2007 - May 2008 < 1
Zooma Sushi Malibu, CA Aug 2005 - Dec 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for James Padilla
Phone Number: (413)737-8400
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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