Jimmy Suh, financial advisor Fullerton CA

Jimmy Suh

CRD Number: 2264741
Current Firm: Pfg Advisors

Jimmy Suh (CRD# 2264741) is an Investment Advisor Representative working at Pfg Advisors in Fullerton, CA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Torrance, CA Sep 2022 - Current 1
Pfg Advisors, LLC Phoenix, AZ Sep 2020 - Current 3
Mirae Asset Wealth Management Los Angeles, CA Jul 2017 - Sep 2020 3
Eagle Wealth Management / Cetera Advisor Networks LLC El Segundo, CA Mar 2017 - Jul 2017 < 1
Unemployed Fullerton, CA Nov 2016 - Mar 2017 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated/ Bank Of Amer Fullerton, CA Feb 2012 - Nov 2016 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1992
S66 NASAA Uniform Combined State Law Examination Feb 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Jimmy J. Suh
Phone Number: (800) 405-8850
Firm Website: https://www.pfgteam.com/
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    2,333
    MILLIONS
  • Total Number of Accounts
    11,752
    ACCOUNTS
  • Average Account Value
    $198,543
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, HI, IA, ID, IL, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NM, NV, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WI, WY

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