Jon Schotz, financial advisor Los Angeles CA
83 score

Jon Schotz

CRD Number: 1039748
Current Firm: Saybrook Fund Advisors, LLC

Jon Schotz (CRD# 1039748) is an Investment Advisor Representative working at Saybrook Fund Advisors, LLC in Los Angeles, CA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Saybrook Capital Corporation Los Angeles, CA Feb 1990 - Current 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1982
S65 NASAA Investment Advisors Law Examination Feb 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jon P. Schotz
Phone Number: (310) 601-3702
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States


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