Joseph Assaf, financial advisor Los Angeles CA

Joseph Assaf

CRD Number: 1428157
Current Firm: Icg Advisors, LLC

Joseph Assaf (CRD# 1428157) is an Investment Advisor Representative working at Icg Advisors, LLC in Los Angeles, CA and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Icg Advisors, LLC Los Angeles, CA Feb 2009 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1988
S65 NASAA Investment Advisors Law Examination May 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph J. Assaf
Phone Number: 424-270-8900
Registered State(s):
  • CA
  • NY
By the Numbers
  • Total Assets Under Management
    6,767
    MILLIONS
  • Total Number of Accounts
    124
    ACCOUNTS
  • Average Account Value
    $54,570,408
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, NY

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