Joseph Emmerling, financial advisor Los Angeles CA

Joseph Emmerling

CRD Number: 5899230
Current Firm: Morgan Stanley

Joseph Emmerling (CRD# 5899230) is an Investment Advisor Representative working at Morgan Stanley in Los Angeles, CA and has over 13 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Los Angeles, CA Sep 2021 - Current 3
Morgan Stanley Private Bank, N.a New York, NY Sep 2021 - Current 3
J.p. Morgan Securities LLC New York, NY Mar 2011 - Sep 2021 10
Jpmorgan Chase Bank New York, NY Mar 2011 - Sep 2021 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2011
Contact Info for Joseph A. Emmerling
Phone Number: 914-225-5510
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,402,426
    MILLIONS
  • Total Number of Accounts
    2,405,783
    ACCOUNTS
  • Average Account Value
    $582,939
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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