Juan AlemanCRD Number: 5143697
Current Firm: Ucap Asset Management LLC
Juan Aleman (CRD# 5143697) is an Investment Advisor Representative working at Ucap Asset Management LLC in Los Angeles, CA and has over 14 years of experience in the finance industry.
Raymond James & Associates, Inc.
H. Beck, Inc.
Bridge Advisory LLC
|Ucap Securities||New York, NY||Jan 2020 - Current||1|
|Ucap Asset Management||New York, NY||Jan 2020 - Current||1|
|Bank Of America, N.a.||Los Angeles, CA||Jun 2012 - Dec 2019||7|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||San Diego, CA||Mar 2012 - Dec 2019||7|
|Citigroup Global Markets Inc.||Los Angeles, CA||May 2007 - Mar 2012||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management155MILLIONS
Total Number of Accounts210ACCOUNTS
Average Account Value$736,972
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, DE, FL, GA, IL, MS, NY, PR, SC, TN, TX, VA
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