Kathryn CarterCRD Number: 1004103
Current Firm: Sagepoint Financial, Inc.
Kathryn Carter (CRD# 1004103) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Los Angeles, CA and has over 18 years of experience in the finance industry. Kathryn Carter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jst Investment Consulting
Fried Asset Management, Inc.
|Sagepoint Financial, Inc.||Los Angeles, CA||Jan 2009 - Current||8|
|Aig Financial Advisors, Inc.||Los Angeles, CA||Oct 2008 - Jan 2009||< 1|
|American General Securities Incorporated||Los Angeles, CA||Jan 1986 - Oct 2008||22|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 1999|
Total Assets Under Management4,385MILLIONS
Total Number of Accounts23,011ACCOUNTS
Average Account Value$190,540
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV