Kelly Woo (CRD# 5622963) is an Investment Advisor Representative working at Profectus Wealth Management in Los Angeles, CA and has over 15 years of experience in the finance industry. Kelly Woo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6232434
Bluepoint Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bene Wealth Management Company | Los Angeles, CA | Feb 2023 - Current | 1 |
| Bene Financial & Insurance Group, Inc. | Los Angeles, CA | Jun 2020 - Current | 3 |
| Empower Management, LLC | Los Angeles, CA | Jan 2020 - Current | 4 |
| Empower Opportunity Zone Fund, LLC | Los Angeles, CA | Jan 2019 - Current | 5 |
| Kingdom Impact Capital, LLC | Los Angeles, CA | Jan 2019 - Current | 5 |
| Accendo Charity | Los Angeles, CA | Oct 2018 - Current | 5 |
| Profectus Wealth Management | Los Angeles, CA | Mar 2013 - Current | 11 |
| Profectus Financial | Los Angeles, CA | Feb 2012 - Current | 12 |
| Rgl Group Ins. & Fin. Svcs., Inc. | Los Angeles, CA | Jan 2012 - Current | 12 |
| Rgl Group Financial | Los Angeles, CA | Aug 2011 - Current | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2009 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2013 |
- CA
-
Total Assets Under Management27MILLIONS
-
Total Number of Accounts121ACCOUNTS
-
Average Account Value$223,623
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Other
CA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.