Kimberly Backus, financial advisor Los Angeles CA

Kimberly Backus

CRD Number: 2795841
Current Firm: Deutsche Bank Securities Inc.

Kimberly Backus (CRD# 2795841) is an Investment Advisor Representative working at Deutsche Bank Securities Inc. in Los Angeles, CA and has over 2 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Deutsche Bank Securities Inc. Los Angeles, CA Jun 2019 - Current 3
Deutsche Bank National Trust Company Los Angeles, CA May 2019 - Current 3
Bank Of America Us Trust Newport Beach, CA Jan 2016 - May 2019 3
Unemployed Newport Beach, CA Oct 2015 - Dec 2015 < 1
Research Affiliates Newport Beach, CA Nov 2013 - Sep 2015 1
Kwb Consulting San Francisco, CA Jun 2008 - Oct 2013 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2021
S63 Uniform Securities State Law Examination Jan 2020
Contact Info for Kimberly W. Backus
Phone Number: 212-250-2500
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    71
    MILLIONS
  • Total Number of Accounts
    24
    ACCOUNTS
  • Average Account Value
    $2,962,600
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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