Kristin BatemanCRD Number: 4599566
Current Firm: First Republic Investment Management, Inc.
Kristin Bateman (CRD# 4599566) is an Investment Advisor Representative working at First Republic Investment Management, Inc. in Los Angeles, CA and has over 15 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|First Republic Securities Company, LLC||Los Angeles, CA||Feb 2017 - Current||1|
|First Republic Investment Management, Inc.||Los Angeles, CA||Feb 2017 - Current||1|
|Ubs Financial Services Inc.||Los Angeles, CA||Nov 2013 - Feb 2017||3|
|Ubs Financial Services Inc.||Century City, CA||Apr 2008 - Nov 2013||5|
|Hbw Insurance & Financial Services, Inc.||Simi Valley, CA||Aug 2006 - Apr 2008||1|
|Hbw Securities LLC||Simi Valley, CA||Aug 2006 - Apr 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2002|
|S66||NASAA Uniform Combined State Law Examination||Sep 2008|
Total Assets Under Management65,378MILLIONS
Total Number of Accounts39,752ACCOUNTS
Average Account Value$1,644,640
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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