Mark Tunney, financial advisor Los Angeles CA
93 score

Mark Tunney

CRD Number: 1802986
Current Firm: Ubs Financial Services Inc.

Mark Tunney (CRD# 1802986) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Angeles, CA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Los Angeles, CA Jul 2016 - Current < 1
Bel Air Securities LLC Los Angeles, CA Jan 2012 - Jul 2016 4
Bel Air Investment Advisors LLC Los Angeles, CA Oct 2011 - Jul 2016 4
Fallbrook Capital Securities Corporation West Hills, CA Oct 2009 - Oct 2011 2
Lionshead Capital Management, LLC Los Angeles, CA Feb 2005 - Oct 2011 6
Mla Capital, Inc. Los Angeles, CA Oct 2003 - Oct 2011 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2010
S65 NASAA Investment Advisors Law Examination Jan 2006
Contact Info for Mark A. Tunney
Phone Number: 201-352-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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