Mohammed Ayala, financial advisor Los Angeles CA

Mohammed Ayala

CRD Number: 3095670
Current Firm: U.s. Bancorp Investments, Inc.

Mohammed Ayala (CRD# 3095670) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Los Angeles, CA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Los Angeles, CA Mar 2019 - Current < 1
Kali Botanical Santa Ana, CA Apr 2006 - Current 13
Southland Credit Union Downey, CA Jan 2018 - Mar 2019 1
Lpl Financial LLC Downey, CA Jan 2017 - Mar 2019 2
Bank Of America, N.a. Glendale, CA Sep 2011 - Jan 2018 6
Merrill Lynch, Pierce, Fenner & Smith, Inc. Glendale, CA Aug 2011 - Jan 2018 6
Chase Investment Services Corp El Segundo, CA Oct 2009 - Aug 2011 1
U.s. Bancorp Investments, Inc. Torrance, CA Sep 2006 - Oct 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1999
S65 NASAA Investment Advisors Law Examination Feb 2004
Contact Info for Mohammed S. Ayala
Phone Number: 800-888-4700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    8,507
    MILLIONS
  • Total Number of Accounts
    36,480
    ACCOUNTS
  • Average Account Value
    $233,183
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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