Nicholas Capuano, financial advisor Los Angeles CA

Nicholas Capuano

CRD Number: 5005905
Current Firm: B. Riley Capital Management

Nicholas Capuano (CRD# 5005905) is an Investment Advisor Representative working at B. Riley Capital Management in Los Angeles, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Fbr Capital Markets & Company Los Angeles, CA Nov 2017 - Current 6
B. Riley Capital Management, LLC Los Angeles, CA Apr 2015 - Current 8
B. Riley & Company, LLC Los Angeles, CA Oct 2009 - Current 14
B. Riley Asset Management, LLC Los Angeles, CA Aug 2013 - Apr 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2005
S65 NASAA Investment Advisors Law Examination Aug 2006
Contact Info for Nicholas J. Capuano
Phone Number: 310-966-1444
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    342
    MILLIONS
  • Total Number of Accounts
    4
    ACCOUNTS
  • Average Account Value
    $85,514,793
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States

CA, DE, NY

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