Olga Floresca, financial advisor Los Angeles CA
89 score

Olga Floresca

CRD Number: 5977784
Current Firm: Neuberger Berman LLC

Olga Floresca (CRD# 5977784) is an Investment Advisor Representative working at Neuberger Berman LLC in Los Angeles, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Neuberger Berman LLC Los Angeles, CA Mar 2014 - Current 2
M Holdings Securities, Inc. Portland, OR Jun 2013 - Mar 2014 < 1
Mullintbg El Segundo, CA Jun 2013 - Mar 2014 < 1
Unemployed Long Beach, CA Apr 2013 - May 2013 < 1
Morgan Stanley Smith Barney San Jose, CA Sep 2011 - Mar 2013 1
Fremont Bank Hayward, CA Sep 2005 - Aug 2011 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2014
S63 Uniform Securities State Law Examination Sep 2013
Contact Info for Olga D. Floresca
Phone Number: 212-476-9000
Firm Website: http://www.nb.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    52,626
    MILLIONS
  • Total Number of Accounts
    40,700
    ACCOUNTS
  • Average Account Value
    $1,293,032
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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