Orin WinickCRD Number: 4513654
Current Firm: Aspiriant, LLC
Orin Winick (CRD# 4513654) is an Investment Advisor Representative working at Aspiriant, LLC in Los Angeles, CA and has over 15 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Aspiriant LLC||Cincinnati, OH||Feb 2018 - Current||< 1|
|Capital Group||Los Angeles, CA||Jan 2018 - Feb 2018||< 1|
|Aspiriant, LLC||Los Angeles, CA||Jun 2014 - Jan 2018||3|
|Barclays Capital Inc.||Los Angeles, CA||Jul 2010 - May 2014||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Los Angeles, CA||Mar 2002 - Jul 2010||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management10,532MILLIONS
Total Number of Accounts8,510ACCOUNTS
Average Account Value$1,237,652
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AZ, CA, CO, CT, DC, FL, GA, HI, IL, IN, KY, LA, MA, MD, MN, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TX, VA, WA, WI
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