Pantea GroenCRD Number: 5451381
Current Firm: Deutsche Bank Securities Inc.
Pantea Groen (CRD# 5451381) is an Investment Advisor Representative working at Deutsche Bank Securities Inc. in Los Angeles, CA and has over 10 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Deutsche Bank Securities Inc.||Los Angeles, CA||Dec 2012 - Current||5|
|Ubs Financial Services Inc.||Beverly Hills, CA||Oct 2007 - Nov 2012||5|
|Annex Healthcare Providers Inc.||Encino, CA||May 2004 - Oct 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2008|
Total Assets Under Management201MILLIONS
Total Number of Accounts231ACCOUNTS
Average Account Value$872,227
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV