Paul Lee, financial advisor Los Angeles CA
81 score

Paul Lee

CRD Number: 5541067
Current Firm: Mirae Asset Wealth Management (usa) Inc.

Paul Lee (CRD# 5541067) is an Investment Advisor Representative working at Mirae Asset Wealth Management (usa) Inc. in Los Angeles, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Mirae Asset Wealth Management (usa) Inc. New York, NY Sep 2015 - Current 2
Rnc Genter Capital Management Los Angeles, CA Mar 2015 - Sep 2015 < 1
Private Advisory Group LLC Irvine, CA Jun 2014 - Mar 2015 < 1
Amerivest Investment Management, LLC Irvine, CA Sep 2011 - Apr 2014 2
Td Ameritrade, Inc. Rancho Cucamonga, CA Aug 2011 - Apr 2014 2
Cashcall, Inc. Anaheim, CA Jun 2011 - Aug 2011 < 1
Wachovia Securities, LLC Anaheim, CA Apr 2009 - Jun 2011 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seal Beach, CA Oct 2008 - Apr 2009 < 1
Morgan Stanley & Company Incorporated Irvine, CA Aug 2008 - Oct 2008 < 1
Ameriprise Financial Company Irvine, CA May 2008 - Aug 2008 < 1
Bp Comtech Irvine, CA Nov 2005 - May 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Paul S. Lee
Phone Number: 213-262-3800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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