Peter Gardiner, financial advisor Los Angeles CA
53 score

Peter Gardiner

CRD Number: 1297370
Current Firm: The Investment House LLC

Peter Gardiner (CRD# 1297370) is an Investment Advisor Representative working at The Investment House LLC in Los Angeles, CA and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
The Investment House LLC Los Angeles, CA Jun 2012 - Current 4
Merriman Capital, Inc. San Francisco, CA Mar 2012 - May 2012 < 1
Unemployed Pacific Palisades, CA May 2011 - Mar 2012 < 1
Blizzard Management Las Vegas, NV Jan 2007 - May 2011 4
Eastman Research Pacific Palisades, CA Apr 2004 - Jan 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1994
S66 NASAA Uniform Combined State Law Examination May 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Civil Judgement
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Peter R. Gardiner
Phone Number: 310-873-3021
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States


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