Robert Ham, financial advisor Los Angeles CA
90 score

Robert Ham

CRD Number: 6006825
Current Firm: E*trade Capital Management, LLC

Robert Ham (CRD# 6006825) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Los Angeles, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Capital Management LLC Los Angeles, CA Jul 2016 - Current < 1
E*trade Securities LLC Los Angeles, CA Jul 2016 - Current < 1
Tdameritrade, Inc. Beverly Hills, CA Dec 2013 - Jul 2016 2
Unemployed Burbank, CA Apr 2012 - Dec 2013 1
Edward Jones St Louis, MO Dec 2011 - Mar 2012 < 1
Unemployed N.a., CA Aug 2010 - Dec 2011 1
Glaxosmithkline Pharmaceuticals Research Triangle Park, NC Dec 1987 - Jul 2010 22
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2012
Contact Info for Robert B. Ham
Phone Number: 646-521-4453
Firm Website: https://www.etrade.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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