Shonty Spatola (CRD# 6104598) is an Investment Advisor Representative working at Pacific Oak Financial Planning LLC in Woodland Hills, CA and has over 10 years of experience in the finance industry. Shonty Spatola has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pacific Oak Wealth Management LLC | Los Angeles, CA | Mar 2015 - Current | 9 |
| Shonty A. Spatola, A Professional Corporation | Los Angeles, CA | Dec 2012 - Current | 11 |
| Capital Tax Group Inc. | Los Angeles, CA | Nov 2013 - Jan 2017 | 3 |
| Hd Vest Financial Services Aka. H.d. Vest Investment Services | Los Angeles, CA | Oct 2013 - May 2015 | 1 |
| Hd Vest Financial Services Aka. Hd Vest Insurance Services | Los Angeles, CA | Oct 2013 - May 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jul 2014 |
| S63 | Uniform Securities State Law Examination | Dec 2013 |
- CA
- TX
-
Total Assets Under Management5MILLIONS
-
Total Number of Accounts20ACCOUNTS
-
Average Account Value$245,461
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, TX
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