Shonty Spatola, financial advisor Los Angeles CA
92 score

Shonty Spatola

CRD Number: 6104598
Current Firm: Pacific Oak Wealth Management LLC

Shonty Spatola (CRD# 6104598) is an Investment Advisor Representative working at Pacific Oak Wealth Management LLC in Los Angeles, CA and has over 2 years of experience in the finance industry. Shonty Spatola has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Pacific Oak Wealth Management LLC Los Angeles, CA Mar 2015 - Current 1
Shonty A. Spatola, A Professional Corporation Los Angeles, CA Dec 2012 - Current 4
Hd Vest Financial Services Aka. H.d. Vest Investment Services Los Angeles, CA Oct 2013 - May 2015 1
Hd Vest Financial Services Aka. Hd Vest Insurance Services Los Angeles, CA Oct 2013 - May 2015 1
Gaytan & Leevan LLP Los Angeles, CA Dec 2006 - Dec 2012 6
Tessler & Company Los Angeles, CA Jan 2006 - Nov 2006 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 2014
S63 Uniform Securities State Law Examination Dec 2013
Contact Info for Shonty A. Spatola
Phone Number: 310-477-7979
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1
    MILLIONS
  • Total Number of Accounts
    14
    ACCOUNTS
  • Average Account Value
    $50,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CA

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BADGES
92
Clean Record
This advisor has a clean track record with regulators.

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