Thomas ChapmanCRD Number: 5986343
Current Firm: E*trade Capital Management, LLC
Thomas Chapman (CRD# 5986343) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Los Angeles, CA and has over 4 years of experience in the finance industry.
Cg Financial Services
Jst Investment Consulting
Fried Asset Management, Inc.
|E*trade Capital Management, LLC||Los Angeles, CA||Jul 2013 - Current||3|
|E*trade Securities LLC||Los Angeles, CA||Jul 2013 - Current||3|
|E*trade Securities LLC||Sandy, UT||Oct 2011 - Apr 2013||1|
|Tukios||Layton, UT||Jan 2011 - Jul 2011||< 1|
|Weber State University||Ogden, UT||Oct 2010 - Jan 2011||< 1|
|Outback Steakhouse||Layton, UT||Jun 2010 - Oct 2010||< 1|
|High End Rides||North Salt Lake, UT||Jun 2009 - Jun 2010||1|
|Harley And Bucks||Eden, UT||Jan 2009 - Jul 2009||< 1|
|Go Motors||Bountiful, UT||Mar 2009 - Jun 2009||< 1|
|Extended Vacation||Wailuku, HI||Jun 2008 - Dec 2008||< 1|
|Bubba Gumps Shrimp Company||Lahaina, HI||Mar 2008 - Jun 2008||< 1|
|Auto Source Motors||Woods Cross, UT||Jan 2008 - Mar 2008||< 1|
|San Francisco Design||Salt Lake City, UT||Apr 2007 - Dec 2007||< 1|
|Franklin Templeton||Salt Lake City, UT||Feb 2007 - Apr 2007||< 1|
|Apx Alarm||Provo, UT||Mar 2006 - Dec 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2011|
|S66||NASAA Uniform Combined State Law Examination||Aug 2013|
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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