Thomas Kelleher (CRD# 2881063) is an Investment Advisor Representative working at B. Riley Capital Management in Los Angeles, CA and has over 26 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Fbr Capital Markets & Company | Los Angeles, CA | Nov 2017 - Current | 6 |
B. Riley Capital Management, LLC | Los Angeles, CA | Feb 2015 - Current | 9 |
B. Riley Financial, Inc. | Los Angeles, CA | Aug 2014 - Current | 9 |
B. Riley & Company, LLC | Los Angeles, CA | Apr 1997 - Current | 26 |
B. Riley Asset Management, LLC | Los Angeles, CA | Jan 2011 - May 2015 | 4 |
Riley Investment Management, LLC | Los Angeles, CA | Oct 2002 - May 2015 | 12 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 1997 |
- CA
-
Total Assets Under Management342MILLIONS
-
Total Number of Accounts4ACCOUNTS
-
Average Account Value$85,514,793
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
CA, DE, NY
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