Zhengnan Xu (CRD# 6023472) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Beverly Hills, CA and has over 7 years of experience in the finance industry. Zhengnan Xu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6232434
Bluepoint Wealth Advisors
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Services LLC | St Cloud, MN | Dec 2022 - Current | 1 |
| Cetera Investment Advisers LLC | Beverly Hills, CA | Dec 2022 - Current | 1 |
| East West Bank | Beverly Hills, CA | Dec 2022 - Current | 1 |
| Hsbc Securities (usa) Inc. | Beverly Hills, CA | Jun 2021 - Dec 2022 | 1 |
| Hsbc Bank Usa, N.a. | Beverly Hills, CA | Jun 2021 - Dec 2022 | 1 |
| Unemployed | Los Angeles, CA | Feb 2021 - May 2021 | < 1 |
| Lincoln Financial Advisors | Manhattan Beach, CA | Sep 2020 - Jan 2021 | < 1 |
| Salient Wealth Planning Group | Manhattan Beach, CA | Mar 2020 - Jan 2021 | < 1 |
| C.w Mason & Associates | Los Angeles, CA | Mar 2019 - Mar 2020 | 1 |
| Salem Partners Wealth Management, LLC | Los Angeles, CA | Jun 2016 - Feb 2019 | 2 |
| Sierra Investment Management, Inc. | Santa Monica, CA | Jan 2015 - May 2016 | 1 |
| Unemployed | San Diego, CA | Dec 2013 - Dec 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Nov 2016 |
| S63 | Uniform Securities State Law Examination | Dec 2020 |
- CA
-
Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
-
Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.