Jesse Cortez, financial advisor Los Banos CA
81 score

Jesse Cortez

CRD Number: 5884875
Current Firm: J.p. Morgan Securities LLC

Jesse Cortez (CRD# 5884875) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Los Banos, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Los Banos, CA Oct 2012 - Current 4
Jpmorgan Chase Bank N.a. Merced, CA Jan 2011 - Current 5
Chase Investment Services Corp Merced, CA Jan 2011 - Oct 2012 1
Jpmorgan Chase Bank Merced, CA Jun 2010 - Jan 2011 < 1
General Nutrition Centers Los Banos, CA Mar 2009 - Jun 2010 1
Hsbc -beneficial Modesto, CA Nov 2005 - Mar 2009 3
General Nutrition Centers Merced, CA Feb 2000 - Sep 2006 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2011
S66 NASAA Uniform Combined State Law Examination Jul 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jesse G. Cortez
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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