Roger Pruitt, financial advisor Los Banos CA
93 score

Roger Pruitt

CRD Number: 1239536
Current Firm: American Investors Co

Roger Pruitt (CRD# 1239536) is an Investment Advisor Representative working at American Investors Co in Los Banos, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
American Investors Company San Ramon, CA Mar 1998 - Current 20
American Investors Company San Ramon, CA Sep 1997 - Current 20
Roger H. Pruitt Los Banos, CA Jul 1987 - Current 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2004
Contact Info for Roger H. Pruitt
Phone Number: 925-866-2882
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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