Roger Pruitt, financial advisor Los Banos CA

Roger Pruitt

CRD Number: 1239536
Current Firm: American Investors Co

Roger Pruitt (CRD# 1239536) is an Investment Advisor Representative working at American Investors Co in Los Banos, CA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
American Investors Company San Ramon, CA Mar 1998 - Current 26
American Investors Company San Ramon, CA Sep 1997 - Current 26
Merced Property & Casualty Company Atwater, CA Nov 2013 - Dec 2018 5
Roger H. Pruitt Los Banos, CA Jul 1987 - Apr 2016 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2004
Contact Info for Roger H. Pruitt
Phone Number: 925-866-2882
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    511
    MILLIONS
  • Total Number of Accounts
    1,917
    ACCOUNTS
  • Average Account Value
    $266,563
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, IL, NV, NY, OR, TN, TX, WA

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