Roger PruittCRD Number: 1239536
Current Firm: American Investors Co
Roger Pruitt (CRD# 1239536) is an Investment Advisor Representative working at American Investors Co in Los Banos, CA and has over 13 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Ubs Financial Services Inc.
Transamerica Financial Advisors, Inc.
|American Investors Company||San Ramon, CA||Mar 1998 - Current||20|
|American Investors Company||San Ramon, CA||Sep 1997 - Current||20|
|Roger H. Pruitt||Los Banos, CA||Jul 1987 - Current||30|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2004|
Total Assets Under Management345MILLIONS
Total Number of Accounts1,773ACCOUNTS
Average Account Value$194,501
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, MD, NV, NY, OR, TX, WA