Allegra Swan, financial advisor Los Gatos CA

Allegra Swan

CRD Number: 5910316
Current Firm: Allworth Financial, LP

Allegra Swan (CRD# 5910316) is an Investment Advisor Representative working at Allworth Financial, LP in Los Gatos, CA and has over 11 years of experience in the finance industry. Allegra Swan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Fred Abajelo, financial advisor Los Gatos CA
Fred D. Abajelo
CRD# 1351279
Lpl Financial LLC
Similar Advisors
Richard Abarca, financial advisor Los Gatos CA
Richard Abarca
CRD# 6828753
Fidelity Personal And Workplace Advisors
Similar Advisors
Peter Abbey, financial advisor Los Gatos CA
Peter D. Abbey
CRD# 2183126
Lpl Financial LLC
Professional Designations
Company Name Location Dates Years
Aw Securities Los Gatos, CA Jul 2021 - Current 2
Allworth Financial Los Gatos, CA Jul 2021 - Current 2
Strategic Wealth Advisors Group, LLC Los Gatos, CA Mar 2017 - Jul 2021 4
Lpl Financial LLC Los Gatos, CA Sep 2012 - Jul 2021 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2012
Contact Info for Allegra M. Swan
Phone Number: 916-482-2196
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    19,314
    MILLIONS
  • Total Number of Accounts
    66,085
    ACCOUNTS
  • Average Account Value
    $292,255
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.