Christian Tran, financial advisor Los Gatos CA

Christian Tran

CRD Number: 5051287
Current Firm: U.s. Bancorp Investments, Inc.

Christian Tran (CRD# 5051287) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Los Gatos, CA and has over 15 years of experience in the finance industry.

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Fidelity Personal And Workplace Advisors
Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Los Gatos, CA Mar 2019 - Current 2
Uc Berkeley Berkeley, CA Aug 2017 - Mar 2019 1
Wells Fargo Clearing Services, LLC Palo Alto, CA Nov 2016 - Jul 2017 < 1
Wells Fargo Advisors, LLC Palo Alto, CA Dec 2013 - Nov 2016 2
J.p. Morgan Securities LLC Mountain View, CA Oct 2012 - Dec 2013 1
Chase Investment Services Corp. Mountain View, CA Mar 2010 - Oct 2012 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2005
S66 NASAA Uniform Combined State Law Examination Jan 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Christian H. Tran
Phone Number: 800-888-4700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    12,843
    MILLIONS
  • Total Number of Accounts
    48,357
    ACCOUNTS
  • Average Account Value
    $265,594
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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