Neel Patel (CRD# 4954001) is an Investment Advisor Representative working at Om Pacific Capital LLC in Walnut Creek, CA and has over 18 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Om Pacific Capital LLC | Los Gatos, CA | Jul 2015 - Current | 8 |
| Bank Of America, Na | Los Gatos, CA | Sep 2009 - Jul 2015 | 5 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose, CA | Dec 2005 - Jul 2015 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2005 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management65MILLIONS
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Total Number of Accounts32ACCOUNTS
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Average Account Value$2,031,250
- A percentage of assets under your management
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
CA
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