Arturo LumpkinCRD Number: 5373714
Current Firm: Raymond James Financial Services Advisors, Inc.
Arturo Lumpkin (CRD# 5373714) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Louisburg, NC and has over 9 years of experience in the finance industry.
Signator Investors, Inc.
Ameriprise Financial Services, Inc.
Cardinal Capital Management Inc.
|The Lumpkin Group||Louisburg, NC||May 2012 - Current||5|
|Raymond James Financial Services Advisors, Inc.||Louisburg, NC||Jan 2009 - Current||9|
|Raymond James Financial Services||Louisburg, NC||Jun 2007 - Current||10|
|Bcbsnc||Chapel Hill, NC||May 2006 - May 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2008|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV