James Lumpkin, financial advisor Louisburg NC
93 score

James Lumpkin

CRD Number: 1245480
Current Firm: Raymond James Financial Services Advisors, Inc.

James Lumpkin (CRD# 1245480) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Louisburg, NC and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
The Lumpkin Group Louisburg, NC May 2012 - Current 4
Raymond James Financial Services Advisors, Inc. Louisburg, NC Jan 2009 - Current 7
Phleps Road Louisburg, NC Jun 2006 - Current 10
E C Lumpkin Ltd Partnership Louisburg, NC Sep 2005 - Current 11
Nc Foresty Association Raleigh, NC Sep 2005 - Current 11
Raymond James Financial Services, Inc. Louisburg, NC Jul 1989 - Current 27
Resource Management Associates Louisburg, NC Jan 1989 - Current 27
Nc State University Investment Fund Raleigh, NC Sep 2005 - Jan 2007 1
Nc State University Foresty Foundation Raleigh, NC Sep 2005 - Jan 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1984
Contact Info for James P. Lumpkin
Phone Number: 727-567-5877
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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