James LumpkinCRD Number: 1245480
Current Firm: Raymond James Financial Services Advisors, Inc.
James Lumpkin (CRD# 1245480) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Louisburg, NC and has over 33 years of experience in the finance industry.
Signator Investors, Inc.
Ameriprise Financial Services, Inc.
Cardinal Capital Management Inc.
|The Lumpkin Group||Louisburg, NC||May 2012 - Current||5|
|Raymond James Financial Services Advisors, Inc.||Louisburg, NC||Jan 2009 - Current||8|
|Phleps Road||Louisburg, NC||Jun 2006 - Current||11|
|E C Lumpkin Ltd Partnership||Louisburg, NC||Sep 2005 - Current||11|
|Nc Foresty Association||Raleigh, NC||Sep 2005 - Current||11|
|Raymond James Financial Services, Inc.||Louisburg, NC||Jul 1989 - Current||28|
|Resource Management Associates||Louisburg, NC||Jan 1989 - Current||28|
|Nc State University Investment Fund||Raleigh, NC||Sep 2005 - Jan 2007||1|
|Nc State University Foresty Foundation||Raleigh, NC||Sep 2005 - Jan 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1984|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops