Aaron Ulrich, financial advisor Louisville KY
81 score

Aaron Ulrich

CRD Number: 5484348
Current Firm: Mercurio Wealth Advisors

Aaron Ulrich (CRD# 5484348) is an Investment Advisor Representative working at Mercurio Wealth Advisors in Louisville, KY and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Mercurio Wealth Advisors Louisville, KY Oct 2017 - Current < 1
Various Insurance Carriers For W & R Insurance Agencies Louisville, KY Jul 2010 - Current 7
Unemployed Louisville, KY Aug 2017 - Oct 2017 < 1
Strategic Marketing Inc. Louisville, KY Jan 2017 - Aug 2017 < 1
Investment Professionals, Inc. Shepherdsville, KY Aug 2016 - Dec 2016 < 1
Waddell & Reed Inc. Louisville, KY Jul 2010 - Aug 2016 6
Waddell & Reed Inc. Louisville, KY Mar 2008 - Aug 2016 8
Unemployed Louisville, KY Jun 2010 - Jul 2010 < 1
Pnc Investments Pittsburgh, PA May 2010 - Jun 2010 < 1
Pnc Bank Pittsburgh, PA May 2010 - Jun 2010 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Aaron K. Ulrich
Phone Number: (502) 253-9366
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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