Anne Shaw, financial advisor Louisville KY
93 score

Anne Shaw

CRD Number: 4467503
Current Firm: Park Avenue Securities LLC

Anne Shaw (CRD# 4467503) is an Investment Advisor Representative working at Park Avenue Securities LLC in Louisville, KY and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Park Avenue Securities Louisville, KY Nov 2017 - Current < 1
Guardian Life Insurance Company Louisville, KY Nov 2017 - Current < 1
Mml Investors Services, LLC Louisville, KY Mar 2017 - Nov 2017 < 1
Metlife Securities Inc. Louisville, KY Mar 2011 - Mar 2017 6
Pnc Investments Louisville, KY Nov 2009 - Mar 2011 1
Natcity Investments, Inc. Cleveland, OH May 2009 - Nov 2009 < 1
National City Bank Louisville, KY May 2009 - Nov 2009 < 1
Woodbury Financial Services Inc. Louisville, KY Jan 2009 - May 2009 < 1
Natcity Investments, Inc. Louiseville, KY Mar 2008 - Jan 2009 < 1
National Planning Corporation New Albany, IN Oct 2007 - Mar 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S65 NASAA Investment Advisors Law Examination Mar 2003
Contact Info for Anne M. Shaw
Phone Number: 1-888-600-4667
Registered State(s):
  • IN
  • KY
By the Numbers
  • Total Assets Under Management
    2,821
    MILLIONS
  • Total Number of Accounts
    15,391
    ACCOUNTS
  • Average Account Value
    $183,263
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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