Ashley FeltsCRD Number: 5989052
Current Firm: Fifth Third Securities, Inc.
Ashley Felts (CRD# 5989052) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Louisville, KY and has over 4 years of experience in the finance industry.
Winebrenner Capital Management LLC
Alexander Investment Services Company
|Fifth Third Securities||Louisville, KY||Jan 2014 - Current||2|
|Unemployed||Louisville, KY||Oct 2013 - Jan 2014||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Louisville, KY||Jun 2012 - Oct 2013||1|
|Morgan Stanley Smith Barney||Louisville, KY||Oct 2011 - Jun 2012||< 1|
|Fenley Office Suites||Louisville, KY||Oct 2009 - Oct 2011||2|
|Unemployed||Louisville, KY||Apr 2009 - Oct 2009||< 1|
|Cool Cars||Louisville, KY||Apr 2008 - Apr 2009||1|
|O'shea's||Louisville, KY||Jan 2007 - Apr 2008||1|
|Medassist Incorporated||Louisville, KY||Oct 2006 - Apr 2008||1|
|Joe's Older Than Dirt||Louisville, KY||Jan 2004 - Jan 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management813MILLIONS
Total Number of Accounts4,744ACCOUNTS
Average Account Value$171,395
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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