Claudia Herrick, financial advisor Louisville KY

Claudia Herrick

CRD Number: 4746091
Current Firm: J.p. Morgan Securities LLC

Claudia Herrick (CRD# 4746091) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Louisville, KY and has over 9 years of experience in the finance industry.

Similar Advisors
Colleen Abate, financial advisor Louisville KY
Colleen K. Abate
CRD# 6729610
Lpl Financial LLC
Similar Advisors
Neil Abney, financial advisor Louisville KY
Neil O. Abney
CRD# 4035401
Ameriprise Financial Services, LLC
Similar Advisors
Ethan Adams, financial advisor Louisville KY
Ethan C. Adams
CRD# 6656510
Brookstone Financial
Company Name Location Dates Years
Jp Morgan Securities LLC Louisville, KY Jan 2022 - Current 2
Jp Morgan Chase Bank, N.a. Louisville, KY Jan 2022 - Current 2
Bates Court Properties LLC Louisvile, KY Jan 2008 - Current 16
Jpmorgan Chase Bank, Na Louisville, KY Oct 2015 - Jan 2022 6
Jp Morgan Securities LLC Louisville, KY Jan 2015 - Jan 2022 7
Self Louisville, KY Dec 2006 - Oct 2017 10
Jp Morgan Chase Bank Louisville, KY Jun 2014 - Sep 2015 1
Humana, Inc. Louisville, KY Dec 2013 - Jun 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2015
S66 NASAA Uniform Combined State Law Examination Sep 2021
Contact Info for Claudia C. Herrick
Phone Number: 800-999-2000
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    212,929
    MILLIONS
  • Total Number of Accounts
    982,795
    ACCOUNTS
  • Average Account Value
    $216,656
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.