Daniel Plis, financial advisor West Hartford CT

Daniel Plis

CRD Number: 1316128
Current Firm: Citizens Securities, Inc.

Daniel Plis (CRD# 1316128) is an Investment Advisor Representative working at Citizens Securities, Inc. in West Hartford, CT and has over 31 years of experience in the finance industry.

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Advice And Planning Services
Company Name Location Dates Years
Citizens Securities, Inc. Prospect, KY Dec 2022 - Current 1
Pnc Investments Louisville, KY Nov 2014 - Dec 2022 8
Unemployed Buffalo, NY Aug 2014 - Nov 2014 < 1
Lpl Financial Charlotte, NC Aug 2010 - Aug 2014 4
First Niagara Securities Buffalo, NY Aug 2010 - Aug 2014 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1993
S66 NASAA Uniform Combined State Law Examination Apr 2010
Contact Info for Daniel J. Plis
Phone Number: 1-800-942-8300
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    7,314
    MILLIONS
  • Total Number of Accounts
    47,222
    ACCOUNTS
  • Average Account Value
    $154,888
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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