Dwayne Craft, financial advisor Louisville KY
68 score

Dwayne Craft

CRD Number: 1962143
Current Firm: Pnc Investments

Dwayne Craft (CRD# 1962143) is an Investment Advisor Representative working at Pnc Investments in Louisville, KY and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments Louisville, KY Jun 2014 - Current 2
Mutual Securities, Inc. Camarillo, CA Dec 2013 - Jun 2014 < 1
Stable Two Financial, LLC Cincinnati, OH Dec 2013 - Jun 2014 < 1
Unemployed Collierville, TN Apr 2013 - Dec 2013 < 1
Fidelity Brokerage Services, Inc. Cincinnati, OH Sep 1991 - Apr 2013 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1991
S66 NASAA Uniform Combined State Law Examination Apr 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Dwayne E. Craft
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
68

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